SM&CR management module Senior Managers Regime obligations Centralised compliance management The SM&CR management module centralises the recording of senior management responsibilities in a single platform, making it easy to manage regulatory requirements and maintain organised, up-to-date documentation. Firm wide oversight A clear view of senior management functions, roles, and responsibilities across your firm is provided, ensuring complete coverage of compliance requirements. Flexible document generation trust generates Statements of Responsibilities (SoRs) in PDF format. SoRs can be formatted to meet FCA submission requirements simplifying the documentation process. The system also maintains a detailed history of changes, providing an audit trail for each individual. Reduced administrative burden Centralised storage and automatic updates reduce manual errors and streamline administrative processes. trust simplifies the management of responsibilities under the Senior Managers Regime by centralising the allocation of functions, responsibilities, and Statement of Responsibilities (SoRs). With trust, firms can manage their senior managers' compliance obligations in a structured, efficient way that enhances transparency and reduces administrative tasks. 22 |
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