SM&CR management module Certification regime obligations Efficient certification and re-certification trust speeds up annual re-certification by pulling through existing role and function data to pre-populate fields. This efficient process reduces manual errors and ensures accurate and timely certifications. Structured certification process trust requires that fit and proper assessments are complete before certification, maintaining compliance and providing an audit history for each individual. Centralised compliance management Easy tracking and management of certification statuses across the firm. A firm level view of staff members grouped by certification functions. Integration with Task scheduler and Risk management framework The SM&CR management module integrates with trust's Task scheduler to provide automatic deadline reminders and notifications, as well as linking with the Risk management register, providing continuous compliance tracking. trust helps to streamline the annual certification process. Once a staff member is configured, certifying or re-certifying can be completed in a matter of minutes. All the while, ensuring firm’s meet their regulatory requirements with accuracy and consistency. 24 |
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